BrokerCheck - Find a broker, investment or financial advisor
Look up brokers and financial advisors, check their credentials, history, and any violations to make informed investment decisions.
Check financial advisor credentials instantly
BrokerCheck lets you easily research investment professionals before you trust them with your money. You can search for brokers or financial advisors by name or firm and see detailed information about their background.
The site provides employment history, certifications, licenses, and any disclosed violations or disciplinary actions. This helps you make informed choices and gives peace of mind when choosing someone to manage your investments.
Whether you're just starting out or looking to double-check your current advisor, BrokerCheck is a helpful, user-friendly resource for anyone wanting to feel more secure about their financial decisions.
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